Friday, July 12, 2019

Lee Smolin's realism

Lee Smolin is a respected physicist who has always had strong philosophical interests and convictions. He recently articulated his realist views in a public lecture. What follows are my notes on his lecture mixed in with a few comments and observations.

Smolin is strongly opposed to postmodernists who reject the notion of objective truth and who see reality as a social or historical construct. He draws parallels between the anti-realism of postmodernists and the anti-realism of certain physicists associated with the development of quantum mechanics (QM) and the so-called Copenhagen interpretation.

Smolin claims (as Einstein did) that QM is an incomplete theory and so, in a real sense, wrong. The key problem with QM as Smolin sees it is the so-called “measurement problem”. It relates to the notion of wave–particle duality and the two laws or rules that QM provides to describe how things change over time. Rule 1 or law 1 says, in effect, that (except during a measurement) the wave evolves smoothly and deterministically (somewhat like a wave on water). This allows the system to simultaneously explore alternative histories which lead to different outcomes all of which are represented by the smooth flow of the wave. Rule 1 applies when you are not making a measurement. Rule 2 applies only when you make a measurement.

Smolin argues that the 2nd rule means that QM is not a realist theory. If we (or other observers) were not around, only rule 1 would apply.

One of the main developers of the theory, Erwin Schrödinger, was uncomfortable with the theory and its implications. He crystallized his doubts in the form of the famous live/dead cat-in-the-box thought experiment (which is explained by Smolin in his talk (starting at 39.54)).

Niels Bohr, in contrast to Schrödinger, embraced the paradoxical nature of QM, partly because it fitted in with ideas which he had developed previously. Bohr’s notion (or philosophy) of complementarity was shaped by these ideas and by the observed behavior of elementary particles. Sometimes such particles seem to behave as if they are waves, sometimes as if they are particles and, crucially, how they are observed to behave depends on the details of how we go about observing them.

Smolin takes an unequivocally negative view of Bohr’s metaphysical views as well as of the views of Bohr’s protégé, Werner Heisenberg. Here he is on the former:

“Now, of course, Bohr had a lot to say about things being complementary and in tension all the time and you always have to have two or more incompatible viewpoints at the same time to understand anything, and that especially goes […] for knowledge and truth and beauty. And he got off on the Kabbalah, of course. Anyway [long pause] … it doesn’t cut it with me.”

For Smolin, QM's incompleteness is intimately bound up with its incompatibility with realism.* QM is not consistent with realism because the properties it uses to describe atoms depend on us to prepare and measure them.

“A complete theory,” insists Smolin, “should describe what is happening in each individual process, independent of our knowledge or beliefs or interventions or interactions with the system.” He is interested in understanding “how nature is in our absence.” After all, we were not around for most of the history of the universe.

Smolin defines realism as the view that nature exists independently of our knowledge and beliefs about it; and that the properties of systems in nature can be characterized and understood independently of our existence and manipulation. Our measuring etc. “should not play a role in what the atoms and elementary particles are doing.” What he means, I think, is that our interventions should not play an essential or crucial role in the descriptions and explanations which our theories provide.

“A theory can be called realist,” Smolin explains, “if it speaks in terms of properties whose values do not require us to interact with the system. We call such properties “beables”.”

By contrast, a theory whose properties depend on us interacting with a system is called operational. Such properties are called “observables”.

Observables are defined as a response to our intervention. Beables, by contrast, are not defined as a response to our intervention. They are just there, it seems.

But how do we get to know the values of these properties unless we interact with the system? Also, there is the framework question. Properties and values arguably only exist within the context of a particular perspective or theory. In order for properties and values to be properties and values, we need to conceptualize them as such. I will ignore this broader question, however, and focus on what Smolin means by interaction.

Even ordinary observations (like seeing or hearing or recording something electronically) involve us or our measuring devices interacting in some way with the system we/they are observing/recording. Smolin appears not to be concerned with such interactions here because, although the nature of the observer’s perceptual apparatus and/or the nature and settings of the equipment being employed determine or pick out what is and what is not being observed or recorded, the results are otherwise quite independent. The type of datum is determined by the nature of the observer or the observing or recording process, but not the data themselves.

In the case of experiments with elementary particles, however, the situation is subtly – and sometimes dramatically – different. Interactions are such that they determine, or play an active role in determining, the values in question.

Arguably, ordinary cases of measurement and observation do not pose problems for the commonsense realist. But if our observations alter in a material way whatever it is which is being observed – as appears to be the case in respect of the quantum realm – problems arise.

Operationalism was first defined by the physicist Percy Bridgman (1882–1961). The book in which he elaborated his views, The Logic of Modern Physics, was published in 1927, the same year QM was put into definitive form. Bridgman’s philosophical approach has much in common with the instrumentalism which characterized the views of the majority of thinkers (physicists, logicians, philosophers) associated with logical positivism. Bridgman was in fact personally involved in the activities of the Vienna Circle.

It was the physicist John Bell who introduced the concept of beables. According to Bell – and according to Smolin – it should be possible to say what is rather than merely what is observed. This is all very well but – quite apart from philosophical arguments questioning the notion of a noumenal world – experimental results continue to come out against the realists. Experiments with entangled particles, for example, seem to exclude the possibility of any form of local realism. Some form of nonlocal realism is still very possible however.

Smolin is at his weakest when he talks history. The story he tells about the generation of physicists who grew up during the Great War is hard to swallow. It seems that they were predisposed to anti-realism by virtue of the unusual circumstances of their early lives. They had witnessed at an impressionable age the destruction of the social optimism of the 19th century, and so were skeptical of rationality and optimism and progress. They had lost older brothers and cousins and fathers and uncles and had “nobody above them ...” No wonder they didn’t believe that elementary particles etc. have properties which are independent of our interactions with them!

You would think that the fact that Niels Bohr, the father of the Copenhagen interpretation, was not a part of this generation would sink Smolin’s generational explanation from the outset. As would even a cursory knowledge of the history of 19th century thought which is shot through with various forms of idealism, anti-realism and radical empiricism. The phenomenalist philosophy of science of Ernst Mach (1838–1916) is a case in point. At the end of the 19th century, Mach articulated ideas which were later picked up by the thinkers Smolin is criticizing.

Smolin explicitly recognizes that Bohr’s main ideas were formed well before the development of quantum mechanics and that he was influenced by 19th century thinkers – including by Kierkegaard (whom Smolin clearly does not hold in high esteem).

Smolin quotes some of Bohr’s claims:

“Nothing exists until it is measured.”

“When we measure something we are forcing an undetermined, undefined world to assume an experimental value. We are not measuring the world, we are creating it.”

“Everything we call real is made of things that cannot be regarded as real.”

Heisenberg followed the same general approach:

“The atoms or elementary particles themselves are not real: they form a world of potentialities or possibilities rather than one of things or facts.”

“What we observe is not nature itself but nature exposed to our method of questioning.”

Bohr said: “We must be clear that when it comes to atoms, language can be used only as in poetry. The poet […] is not nearly so concerned [with] describing facts as [with] creating images and establishing mental connections.” What he meant, presumably, is that the normal referential function of natural language cannot be used in relation to the quantum world, and anything we say about that world (using natural language) will necessarily be a creative construct shot through with metaphor and paradox.

Maybe so. Or maybe not. It is not something we can know a priori. It all depends on how our models develop and on the results of experiments. But, until QM is subsumed into some (hypothetical) broader theory which allows us to envisage quantum processes in more intuitive or realism-friendly ways, Bohr's general views regarding the radical inapplicability of natural language and ordinary logic to quantum events or processes will remain plausible.

* There is also the question of gravity. Quantum field theory brings together QM and special relativity. QM and general relativity have yet to be satisfactorily reconciled, though a line of research associated with the so-called AdS/CFT correspondence – a string theory-based approach – has made considerable progress towards this goal.

This is a revised version of an essay published at The Electric Agora on June 4.

Thursday, May 30, 2019

Knowledge of the past, knowledge of the world

Is it acceptable to distinguish between, on the one hand, an account of the past (whatever kind of account it may be) and whatever it is which such an account is, or purports to be, about? I ask this question because I was challenged for using this form of words in a recent discussion with Daniel Kaufman. Not only would I argue that it is acceptable, I would say that such a distinction (or something very like it) is necessary to make sense of the very concept of truth-telling versus lying, or to make sense of the distinction between history and fiction, or between scholarship and polemics, or between science and pseudo-science (in the context of those sciences which deal with the past).

My point is that using the form of words I did does not necessarily commit me to a particular metaphysical view. One can, I think, use and understand such language and employ such a distinction whilst remaining completely agnostic about the nature of the past: it might be a meaningless concept; it might be a figment of our imaginations; it might be in some sense actual but created and determined, in part or in toto, by us; it might be stable, or it might be shifting and unstable (i.e. dreamlike). Or it might be more or less how the vast majority of humans probably think of it: that is, as existing or having existed quite independently of us and our thoughts and desires; as stable and unalterable; as knowable only imperfectly and in part. Most of the listed options are quite silly, of course, but my point is that you can make the statement I made without necessarily committing to any particular view.

There was a second claim of mine to which Dan took exception, calling it “flat out false… [a]nd obviously so." He elaborated on his objections in an essay and, given that the essay prompted further extensive discussion (more than 160 comments), some may feel that the topic has been done to death. My view, however, is that, some recapitulation and clarification may be useful and help to allay confusion and misunderstanding.

The claim in question [made in the course of online discussion of an essay of mine] was that “the past is what it is (or was what it was).” I could elaborate on what I meant by this but perhaps the best way to unpack the intended meaning without inadvertently bringing in new complications is simply to look at the context in which the claim was made.

A commenter, reacting against my skeptical attitude to the stories historians tell and to my suggestion that we should focus instead on reading for ourselves texts from the past, had queried my use of certain words (‘external’, ‘alien’, ‘arbitrary’) in describing how historians often project their own (political, moral, etc.) preoccupations and values into the stories they tell about the past, preoccupations and values which are often quite alien (as I put it) to the people and societies being described.

“All of these words,” he said, “are puzzling to me: ‘external’, ‘imposing’, ‘alien’, ‘arbitrary’. Consider me unpersuaded.”

“The past is what it is (or was what it was),” I replied. “Our present, from the point of view of the past, does not exist. I am using words like ‘alien’ and ‘external’ to make this point. I assume that we both want to understand the past in its own terms; as it was; distorted as little as possible by present-day preoccupations and perspectives. Thus my concerns (overdone in your estimation) about historians wittingly or unwittingly inserting their own values or the values of their time into the stories they tell."

I said that we want to understand the past “in its own terms” and “as it was.” Taken in isolation I concede that this latter phrase especially could be seen to imply the naive view which Dan ascribes to me. But I explained my meaning in the words which immediately followed: [we want our view to be] “distorted as little as possible by present-day preoccupations and perspectives.”

This is why I recommended focusing on primary sources, reading the actual texts from the past in the languages in which they were written. Will we be able to understand them in exactly the same way their authors understood them? No. Our experiences are very different. But scholars who immerse themselves in the writings of a particular period are able to achieve a very good sense of the perspectives of the original authors.

So when I spoke of the past “as it was” I was not talking about a perspectiveless, abstract or noumenal past at all. I was talking about the actual perspectives of actual people who lived and spoke and wrote and some of whose writings we have access to and are able to read.

There was also some discussion of the very distant past, before the advent of observers. Obviously, envisaging this poses greater problems because you cannot talk about the perspectives of the time, and compare or contrast them with our own. There were no perspectives then.

I want to turn now, albeit briefly, to some broader issues and specifically to a piece written some years ago by Daniel Kaufman entitled “Knowledge and Reality” which came up in the discussions described above. It begins as follows:

“If you were to go to the trouble of asking ordinary people about their views on knowledge and reality – accosting them, at random, on street corners, perhaps – and succeeded in getting honest answers, you would likely discover that they hold something like the following view: What it is to know something is to possess some body of information – to have a “picture” of thing – that squares with or is true to reality. If you were to push further, regarding ‘reality’, they would likely characterize it along the lines of “everything that actually exists” (the ‘actually’ intended to preclude imaginary and fictional things like unicorns and Sherlock Holmes).”

Plausibly, this is what people would indeed say. You could see it as a form of naive realism. But, if my view is (as Dan has suggested) a form of naive realism, it is not this form of naive realism.

The crucial issue here for me is a matter of underlying assumptions and perspective. I see my body as an intrinsic part of the physical world and my “self” as the creation of a (physically instantiated) culture. This culture is just as much a part of reality as anything else.

Cultural products – languages, artworks, nursery rhymes, fiction, music, etc. – undeniably constitute a part of reality; and Sherlock Holmes stories and unicorn legends are part of this reality. Obviously the characters and creatures featured in these stories are not real in the sense that real people or real animals are real (though small infants are unable to grasp this). But, as imagined characters and creatures, they are components of the real (and physically instantiated) cultural matrix in which we happen to exist. A cultural matrix of some kind is, of course, a necessary condition for our existence as persons and for our functioning as human beings.

The world is a single world. (At least I see no reason to think otherwise.) It includes myself and others and language and culture as well as all the fundamental processes upon which physics and other sciences are focused.

Though all worthwhile discourse will (in my opinion) be consistent with the findings of science, it will not necessarily be scientific, even in a broad sense of the word. The trick (as I see it) is to feel the pulse and appreciate the potency of language and other mechanisms of cultural expression without metaphysicalizing these processes in any way. (Without falling for Romantic myths about art and artists, for example.)

[This is an abridged version of an article originally published at The Electric Agora.]

Monday, April 1, 2019


At The Electric Agora I recently discussed the views of Alex Rosenberg and some other thinkers on science, knowledge and consciousness. Rosenberg embraces the term 'scientism' (which, of course, was coined as a derogatory term) as being descriptive of his point of view. I highlighted serious problems with Rosenberg's approach, but there are some aspects of it with which I agree.

The term 'scientism' is used in different ways. In a dialogue between Dan Kaufman and Massimo Pigliucci which was linked to in the comment thread, reference was made to a Scientia Salon article which specified 26 different meanings of the term.

As I understand it, 'scientism' referred originally to the clearly inappropriate use of scientific (or science-like) methods; to the application of such methods to areas where they cannot be made to work effectively (such as normative ethics, for example). I strongly reject scientism in this sense.

In the past I have emphasized the pitfalls of polysemy. Philosophical debate in particular routinely involves -- and in fact is often driven by -- confusions about meaning, with interlocutors imperceptibly sliding from one meaning of a term to another in the course of the discussion. The essential vagueness not only of the terms of ordinary language but also of most philosophical terms needs to be recognized. The tendency of philosophers to imagine that philosophical terms can be made precise in the way scientific or mathematical terms can be made precise, which leads more often than not to a process of semantic hair-splitting and an unproductive proliferation of points of view, can in fact be seen as a form of scientism in the original sense of the term.

But the term has come to be applied to the views of those whose only sin is to have a high regard for science and who question the worth and validity of certain kinds of discourse (like theology, for example). In the dialogue mentioned above, Massimo Pigliucci talks about the way religious thinkers insist on “other ways of knowing” and use the term ‘scientistic’ to label those who reject these purported ways of knowing.

How you see intuitions is crucial here. Obviously they are important in practical life and for theoretical conjectures. But they need to be tested using rigorous scientific or scholarly methods if they are to be incorporated into our body of scientific and scholarly-historical knowledge.

If such a view constitutes scientism, I happily embrace the label. But, given the confusion surrounding the term, we would probably be better off dispensing with it altogether.

Monday, January 28, 2019

Culture and language: some personal reflections

Much is written about shared narratives and their role in creating a common culture. But what is a culture?

The idea of a common culture – whether that culture is defined in regional, national or supranational terms – is an idealization and necessarily vague and imprecise. This fact needs to be recognized. But it does not entail that clear and definitive claims about culture cannot be made. One way of making claims more precise is to focus on specific cultural elements. My background in comparative literature and linguistics leads me to focus on language.

Language can be seen from a broadly literary perspective on the one hand or from a scientific perspective on the other. The former perspective motivates my views to a large extent and provides a partial conceptual framework (based on certain intellectual and literary-historical traditions). But linguistics extends and strengthens the conceptual framework and provides a bridge to cognitive and evolutionary science.

Language is central because, without language, distinctively human forms of social practice would not have arisen. Take early ritual burials, often seen as markers of emerging human consciousness. Clearly, some kind of shared narrative is at work here; a shared notion of an afterlife for which the deceased is being prepared. Such a sophisticated narrative could not have existed before our ancestors developed a capacity for language.

There is a huge gulf between the linguistic or semiotic capacities of humans and other animals. All known human languages (apart from pidgins) share an equivalent degree of structural and grammatical complexity. Presumably language did not come into existence all at once and fully-formed, but evidence for hypothetical, intermediate forms is unavailable and we can only speculate regarding the communicational powers of pre-modern humans and other hominins.

There is an important distinction between a (natural) language and the more general and abstract concept of human language which parallels the distinction between a culture and human culture in general. All actual linguistic phenomena occur within a specific linguistic context, of course. But languages share common elements and/or structural features with other languages, so the idea of a language is not a simple one and is not without its problems.

In what sense does a language exist as distinct from particular instances of language use? Spoken words and written texts are generally assignable to this language or that, but precise boundaries are impossible to draw. Grammars and dictionaries try to do this but they can never reflect the constantly shifting contours of actual linguistic practice which always depend on the knowledge and behavior of individual speakers. In the final analysis, then, what we have is a set of unique and (to a greater or lesser extent) overlapping idiolects. We find it convenient, however, to group sets of idiolects into what we call dialects or languages. (Noam Chomsky and many other linguists have explicitly endorsed this idea.)

If a language is difficult (or impossible) to define, the notion of “a culture”, being more general, is even more problematic. But something similar to an idiolect-based approach can help us out. Each of us can be seen to represent a unique cultural mix. What we call “a culture” is represented by a set of (potentially communicating) individuals whose cultural knowledge and practices are similar in certain respects.

Though only limited precision is possible when talking about particular cultures, it helps if the primacy of the individual (in the sense explained above) is borne in mind. Consequently, a bit of personal history may help to flesh things out.

I went to a high school which had a strong classical focus. Latin was considered an important subject. We read Book IV of Virgil’s Aeneid, the letters of the Younger Pliny (not recommended) and extracts from Julius Caesar’s Commentarii de Bello Gallico (an account of his military campaigns in Gaul).

The older boys had studied classical Greek as well as Latin, but Greek was phased out. We were aware that Latin also was being marginalized in the broader educational culture. Fewer and fewer students were taking up Latin and, of those who did, fewer and fewer were taking it through to their final high school years.

Language lies at the heart of culture and knowing Latin gave us a sense of being part of a long tradition of Western cultural life. Being exposed to the actual words of cultural forebears who lived in a world untouched by Christian philosophy and yet which did not seem completely alien challenged us in subtle ways. This is an aspect of classical learning which is not always appreciated. Classical values (despite attempts by later thinkers to Christianize them) are opposed in quite fundamental ways to the moral spirit of the New Testament and, by extension, to the underlying values of the many social and political movements that were founded upon and driven by secularized versions of Biblical ethics and eschatology.

Elements of classical culture permeated ordinary life in ways that are difficult to conceive today. The details, taken individually, seem trivial: Latin words and phrases were used in English more than they are now; likewise classical references in English idioms were once more common (like “crossing the Rubicon”). And historical figures were routinely alluded to. I don’t know if “Great Caesar’s ghost!” was ever actually a common exclamation, but it certainly was a successful 20th-century popular culture meme. Significantly, in the 1990s television series, Lois and Clark: The New Adventures of Superman, the Perry White character says, “Great shades of Elvis!” instead of “Great Caesar’s ghost!”.

One of the things that characterized European cultures in previous centuries was a fairly widespread knowledge of Greek and Roman myths and legends. You can’t read much literature in English or other modern European languages or appreciate the visual arts without at least a cursory knowledge of these stories.

Strangely, even in the 20th century, the names and images of Greek and Roman (and Scandinavian) gods and heroes were very popular and effective marketing tools for selling consumer products. Or even football teams (e.g. Ajax Amsterdam).

As a love goddess, Venus was always popular. Some years ago, a local firm, Venus Packaging, got rid of their old, sexist logo which incorporated a shapely silhouette with the tagline: “That’s packaging!” On a more sober note, STDs used to be called venereal diseases.

Fables (going back to Aesop and beyond) and fairy tales were generally better adapted for children than Greek myths and were woven deep into the fabric of life. I recall getting off a train at London’s North Wembley station (which was near where I then lived). I was in the back carriage and had a long way to walk down the platform to the exit gate. As I passed through, an elderly white woman was telling the story of “The Tortoise and the Hare” to the young, black ticket collector (an immigrant from the Caribbean). Obviously, she had made an allusion to the fable (she being the tortoise), which he had not understood. It was a poignant scene, especially given the race-based social and political frictions which were beginning to manifest themselves in parts of London and other English cities.

A sense of regret for the loss of shared stories and traditions has nothing to do with racism. It applies within all ethnic or racial groups and across them. But it also reflects a particular view of culture which my literary education happened to reinforce.

“The term culture,” wrote T.S. Eliot in his Notes Towards the Definition of Culture, “includes all the characteristic activities and interests of a people; Derby Day, Henley Regatta, Cowes, the twelfth of August, a cup final, the dog races, the pin table, the dart board, Wensleydale cheese, boiled cabbage cut into sections, beetroot in vinegar, 19th-century Gothic churches and the music of Elgar. The reader can make his own list …”

As I see it, without a rich, common culture, not only does a society become less interesting, it becomes less resilient. It fractures. And this is precisely what we are seeing in the United States and many Western countries today.

No doubt there are many causes of and explanations for the social and political problems we are currently witnessing, but the marginalization of shared, traditional stories is undeniably a significant factor. Given the nature of our brains – given that they are narrative-consuming and narrative-generating engines and that our sense of self and meaning and purpose are narrative-dependent – the loss of one set of stories will make space for another. How one characterizes and interprets the current changes will depend on one’s ideology which in turn depends on the stories which one has internalized over a lifetime.

A part of me (my non-scientific, emotional side) sees a toxic mix of manufactured slogans coupled with ad hoc narratives rushing to fill the vacuum left by the loss of traditional and organic modes of thought and practice.

This judgment is tempered, however, by an awareness of the essential transience of languages and cultures, and a belief that what is truly valuable in what has been lost, culturally speaking, will – for as long as humans continue to exist and thrive – always manage to find new forms of expression.

[This is a revised version of an essay first published at The Electric Agora.]

Wednesday, October 31, 2018

Thoughts on morality, politics and history

I. Past and present

If we ignore the past, not only do we forego the opportunity to understand our own social and cultural situation in more than a superficial way, we disrespect ourselves. We are to future observers what past generations are to us, and, if we have no interest in the lives or achievements of our forebears, we are implicitly condoning a similarly dismissive attitude to our lives and achievements on the part of future generations.

Linguists analyse language both in terms of its structure and in terms of its history. Not only language but any cultural element needs to be seen in this double perspective if it is to be properly understood; that is, not just as it is at any given point in time, but also in terms of how it developed.

But increasingly, both in general and educational contexts (each reflecting the other and creating a negative feedback loop), the historical dimension is being neglected or replaced by crude historical myths and fictions. For most people today, the past is a great unknown expanse like the distant oceans on old maps, a blank canvas on which political actors are free to paint whatever they see fit. Inevitably the historical record is distorted beyond recognition as ideologues flesh out their chosen political myths with suitably aligned heroes and moral monsters.

II. Morality and Politics

Political differences are generally based on moral priorities being ranked differently. Moreover, issues which are high on a particular group’s or party’s agenda are issues upon which divergent opinions are not allowed: the party line must be adhered to on pain of excommunication.

Such attitudes are profoundly illiberal. They characterized Christian and Jewish and Muslim orthodoxies in the past and (in varying degrees) still do; and they characterize political orthodoxies, especially at the extremes of the ideological spectrum.

The fact that individual moral intuitions and priorities differ is acknowledged (how could it not be?) but in polarized political contexts these intuitions tend to be seen as indicators of the moral and political status of the individuals in question. They are also seen, by extension, as markers of group membership.

This is, as I suggested, essentially a religious attitude. “He that is not with me,” says Matthew’s Jesus, “is against me.” Or, pluralizing to make it more relevant to politics: those who are not with us are against us.

This attitude often goes slightly further and does away with even arm’s-length tolerance of alternative views. In such cases, even those who are not against those who are not with us are against us.

Against this backdrop of religionized politics, it’s no great surprise that moral realism is currently flourishing in humanist and academic contexts today, with many self-described atheists (especially those with strong political commitments) coming to believe in an objective “moral law” or set of rights that just happens to correspond to (and thus, validate) the moral imperatives central to their own favoured political ideology.

III. The Anti-Metaphysical Stance

My default position on matters metaphysical is strongly “anti” in the sense that given my assumptions about the natural world, I do not see either traditional metaphysics or theology as viable academic subjects. That a similarly robust anti-metaphysical stance has been promoted by many significant thinkers whose starting point was very different from my own (e.g. Christian fideists, Ludwig Wittgenstein, Richard Rorty) serves only to strengthen my convictions on the matter.

There are, I accept, questions of a metaphysical kind that can be asked and meaningfully discussed. But, in terms of scholarship and academic research, such discussion is only likely to be fruitful to the extent that it is informed by the sciences (broadly interpreted to include mathematics and historical disciplines).

Take the topic of time, for example. There seems little point in writing about it as metaphysically-oriented philosophers have done in the past, attempting to explicate its deep nature in an a priori fashion. Depending on the aspects of time in which you are interested, you obviously need to draw on various sciences or other disciplines (e.g. physics, psychology, linguistics, literature).

Epistemological questions, likewise, need (as I see it) to be seen in the context of particular research programs.

IV. Liberalism versus Dogmatism

Morality, which used to be seen in metaphysical terms, is a practical business, not a theoretical one. You can theorize about it, of course, just as you can theorize about other aspects of human value systems and human behaviour. Such theorizing is useful to the extent that it provides a descriptive account of these matters and a framework for discussion of normative questions. A large degree of agreement can be expected on the descriptive front. On the normative side, there is some scope for convergence and agreement but on personal priorities and many controversial questions definitive answers are just not possible.

The view I am putting stands opposed to sophisticated (e.g. Kantian) as well as less sophisticated forms of moral realism (such as those that underlie certain religious and secular orthodoxies). Mainstream Christian churches and Jewish communities have over the centuries come to accept the kind of tolerance for differing opinions and perspectives that has traditionally characterized the European liberal tradition. But the mainstream churches are in decline as, on the one hand, fundamentalist religious groups seem to thrive and, on the other, politics becomes more polarized and extreme.

All in all, the tradition of European liberalism seems to have played itself out. It worked (to the extent that it did) only because a unique set of social and cultural conditions in European and other Western countries allowed it to work.

These conditions no longer prevail. They included a sense of continuity with the past, an enlightened and science-friendly perspective, relatively homogeneous regional and national cultures, and an organic and historically significant network of interrelated communities and practices transcending regional and national boundaries.

Typically, today’s communities and networks lack the deep historical dimension which only cultural continuity provides. As such, they are free-floating and fragile and extremely vulnerable to demagoguery and dogmatism.

Monday, September 17, 2018

Wittgenstein and Russell on metaphysics, language and science

In his youth, Wittgenstein worked with Bertrand Russell and then subsequently had dealings with the Vienna Circle before taking a rather different direction from the late 1920s on. But the main elements of his thinking remained the same: his distrust of metaphysics, for example. He even came to fault his earlier work (which was heavily influenced by Russell) as being too metaphysical.

A piece I wrote on these themes for The Electric Agora (and subsequently republished here in a slightly revised form) triggered some discussion about the extent to which Russell’s outlook was truly scientific. It was suggested that Russell, driven by unwarranted metaphysical assumptions, got things fundamentally wrong about language and logic. By contrast, the later Wittgenstein and the Oxford school of “ordinary language” philosophy which developed in the 1950’s got things fundamentally right.

In the course of the discussion, I made the point that Russell was committed to a view of the world based on evidence and reason and was an energetic advocate for science and for a scientifically-oriented philosophy. This claim prompted the suggestion that, while Russell’s attitude to science was indeed positive, he made a fetish of science.

There is something in the fetishization idea. As an adolescent Russell had found comfort in the certainties of mathematics. And it takes a particular kind of mentality to be so concerned about the foundations of mathematics as to devote many years to attempting to elaborate a sound logical basis for the discipline.

This story, however, can be told many ways. And it is not just a story about one man’s obsessions. It was a remarkable time in European intellectual circles, and arguably what made it so remarkable was the way that scientific advances in a range of areas – especially historical linguistics, textual criticism, natural history, mathematics and physics – mattered for the general culture. There was a sense that the world had changed irrevocably since the Enlightenment; that it was no longer business as usual. Too many established truths had been shown not to be truths at all. Given this intellectual upheaval, it is no wonder that the new world sensed or foreseen by many 19th-century thinkers and artists was a disturbing and disorientating one.

Despite their various metaphysical commitments or assumptions, I don’t think it plausible to see the likes of Frege and Russell in the same terms as the Hegelian metaphysicians who preceded them, if only because they were committed to scientific methods and open to the possibility that their various projects would fail. They were intellectual pioneers; explorers, not dreamers. And they were bound in a very productive way to the spirit of their time.

The grand plan to create an explicit and complete logical system which could encompass arithmetic was demonstrated – by Kurt Gödel in the early 1930s – to be impossible. But, as Karl Popper pointed out, this is precisely how science works and progresses: by bold conjectures and refutations. Without the prior work by Frege, Russell and others, Gödel would never have come to devise his remarkable proof. And it’s not as if Frege’s and Russell’s work was successful only in this negative sense. After all, their technical achievements helped to lay the groundwork for – and even shaped in certain ways – the revolution in digital computing as well as providing fruitful ideas in specific areas (such as formal linguistics).

I certainly don’t want to mount a defense of Russell’s logical atomism. I see the whole project of trying to construct a perfectly clear and perspicuous language (even if it is meant only for scientific purposes) as being doomed to failure. Russell’s own views changed over time. In his later works, he defends an approach to human knowledge which is (in my opinion) eminently defensible.

Russell was drawn to a correspondence view of truth. And, though his original insistence on a structural isomorphism between language and the world may not be sustainable, it seems to me (as it did to figures as different as Karl Popper and J.L. Austin) that there are objectively existing states of affairs – in both ordinary and scientific contexts – to which most statements refer and against which their truth or correctness (or whatever term might be appropriate) depends.

I see this view (or something very like it) as a prerequisite for science and scholarship as those pursuits have been traditionally understood. Sure, such a view has been challenged by various forms of idealism and radical epistemologies over the years. It is currently under sustained attack. Is it worth defending? Absolutely. How one sees these matters has serious intellectual, cultural and even political consequences.

Much of Austin’s work is descriptive and classificatory and, as I understand it, Austin saw himself as doing something like proto-science. He believed that his work on language would eventually form the basis for a mature science, and indeed his work has been picked up by linguists as well as by philosophers. Austin’s intellectual orientation was clearly quite different from Wittgenstein’s. Both thinkers had an appreciation of the power, complexity and expressiveness of natural language. But Wittgenstein was not interested in the sort of painstaking explicitness and classificatory thoroughness to which Austin aspired.

Previously I contrasted Russell’s scientific view of the world with Wittgenstein’s view. I am now suggesting a similar (but more limited) contrast between Austin and Wittgenstein. I want to make it clear, however, that I am not taking sides with respect to the thinkers involved. There is value both in Wittgenstein’s and in Austin’s writings on language. It’s just that their respective approaches and orientations are different.

On Russell and Wittgenstein, there are some issues on which I side with one, and some issues on which I side with the other. With respect to the status of science and scientific knowledge I am very much in Russell’s camp, not Wittgenstein’s.

Monday, August 20, 2018

Language and metaphysics

Bertrand Russell and Ludwig Wittgenstein had many profound disagreements. They were, for example, diametrically opposed in their respective attitudes to science and religion. But they were united in one respect at least. They both rejected the metaphysics of idealism. Metaphysically speaking, Russell was concerned mainly to counter idealist notions and to defend a science-friendly and empirical view of the world. And Wittgenstein, like many of his contemporaries, saw no role for metaphysics as a discipline in its own right.

Early in his life Russell had accepted the general framework of Hegelian metaphysics that dominated English philosophy at the time. But he soon came to see problems with this point of view and felt a sense of excitement and liberation when he finally extricated himself from this way of seeing the world. He talks in his intellectual autobiography about his early rejection of the doctrine of internal relations which was a key feature of Anglo-Hegelian idealism.

Very roughly, this doctrine constituted a form of coherentism or holism according to which everything is related to everything else and nothing can be satisfactorily understood except in terms of the totality of these relations (i.e. ultimately in terms of the Absolute). This kind of idealism fell out of favour, but gained renewed intellectual respectability when Willard Van Orman Quine proposed a form of holism which was (ironically) partly inspired by the writings of Pierre Duhem, an historian of science who was not only a deeply religious man but also an orthodox and militant Catholic.

Wittgenstein, by contrast to Russell (and Quine), was not well-read in Western philosophy. He was blissfully ignorant both of classical and medieval thought as well as of German (and English) idealism, and the “metaphysical stance” which he himself came to identify in his Tractatus Logico-Philosophicus derived from its logical absolutism: the attempt to reduce the intelligibility of the world to pure logical objects in logical space. The Tractatus was an attempt to give definitive expression to the scientific project and by so doing to reveal its limits. The particular understanding of language, logic and mathematics which was at the heart of the Tractatus Wittgenstein gradually came to see not so much as false but rather as unnecessarily narrow.

One of the factors which led him to see this was hearing, in 1928, three lectures by L.E.J. Brouwer. Brouwer’s mathematical intuitionism was focused on numbers rather than geometry and on finite constructions rather than on infinite logical space. Wittgenstein had to face the fact that there were various ways of conceptualizing the basis of logic and mathematics, and he started to develop a philosophy of logic and mathematics which tried to explain these practices in terms of the sorts of common agreements which make social life possible. But most of his later work was focused not on mathematics or logic but on ordinary language and the ordinary social conventions which sustain it.

Friedrich Nietzsche had noted that each natural language is, as it were, pregnant with a metaphysics, the metaphysics of one language being different from the metaphysics of another. Metaphysics (as he saw it) was largely a projection of the structure of a particular language on to the world.

This general way of seeing metaphysics as a function of language can be applied not just to natural languages but also to more formal, constructed languages or logical systems such as those which were developed from the late 19th century onward. The crucial point is that metaphysics is seen as a kind of gratuitous by-product of a language and its use – or misuse. As such it is not something that can be studied in itself as the natural or social worlds may be studied.

The Vienna Circle is well-known for taking such a line and Wittgenstein, as a close friend of Moritz Schlick and an early participant in the deliberations of Schlick’s invitation-only group, played a crucial role in the development of the ideas which would come to be known as logical positivism.

Wittgenstein’s view of language developed beyond the position outlined in the Tractatus but there is a lot of continuity in his thinking and the Tractatus itself can be read as a critique of traditional metaphysics. It is this aspect of it which appealed to Schlick and the Vienna Circle. At no time did Wittgenstein write anything resembling traditional metaphysics (or ethics, for that matter).

But Wittgenstein also came to see the standard scientific view of the world as logically flawed and as incorporating metaphysical assumptions. The law of identity (‘A is A’) has a long history as a basic axiom of Western logic and plays an important foundational role in most modern formal systems. But in the Tractatus Wittgenstein was already moving away from this kind of approach, explicitly calling the law of identity into question. “To say of one thing that it is identical with itself is to say nothing at all,” he wrote. (5.5303)

What’s more, as a Christian primitivist in the tradition of Leo Tolstoy, Wittgenstein was not sympathetic to the anti-religious stance of most logical positivists. Probably on account of his religious commitments (which are often downplayed by philosophers), he was also rather less interested in scientific questions or in articulating a scientific view of the world than his erstwhile empiricist colleagues.

Wittgenstein certainly disappointed his old mentor, Bertrand Russell, by moving away from dealing with the sorts of science-and-logic-related questions which Russell himself was concerned with as a philosopher and focusing instead on an informal approach to language and other matters.

Wittgenstein saw language as something that has the potential to lead us astray, and much of his later work is designed to highlight the pitfalls of language (especially as deployed by philosophers). Metaphysical questions can usefully be approached in this way: in terms, that is, of language (whether natural or constructed). And often apparent problems can be dissolved.

Rudolf Carnap was a major 20th-thinker thinker who followed this general approach and sought to downplay the significance of ontological claims, characterizing philosophically-based metaphysical – and, specifically ontological – claims as being either trivial or problematic.

Carnap saw ontology, understood as “the study of what there is”, as being misguided. Questions about the existence of things which are assumed to be in a given linguistic or conceptual framework are trivially true. In his paper, “Empiricism, Semantics and Ontology” (first published in 1950), Carnap writes: “A question like: ‘Are there (really) space-time points?’ is ambiguous. It may be meant as an internal question; then the affirmative answer is, of course, analytic and trivial…” But if the question about existence is seen as general and unrestricted it becomes very problematic.

Thomas Hofweber (writing on Language and ontology in The Stanford Encyclopedia of Philosophy) summarizes Carnap’s view:

"Ontology, the philosophical discipline that tries to answer hard questions about what there really is is based on a mistake. The questions it tries to answer are meaningless questions, and this enterprise should be abandoned. The words ‘Are there numbers?’ thus can be used in two ways: as an internal question, in which case the answer is trivially ‘yes’, but this has nothing to do with metaphysics or ontology, or as an external question, which is the one the philosophers are trying to ask, but which is meaningless."

I am inclined to agree with this general position though I shy away from the word ‘meaningless’. Carnap termed such (external) questions “pseudo-questions”, and characterized the ontological pursuits to which they lead as “useless” and “futile”.

There is no question that metaphysical and logical ideas are related. The logical framework which one chooses has metaphysical implications. For example, if you reject the law of non-contradiction (as Hegel did, for example) this will have implications not just for what you see as valid forms of argument but also for how you see the world more generally.

I want to say something here – by way of clarification – about the various meanings and connotations of the word ‘metaphysics’. Sometimes it is used to refer to an intellectual discipline, sometimes more broadly to refer to a general view of the world. In the latter case, sometimes (but not always) there is a connotation to the effect that the view in question is akin to a religious view.

This can be confusing. For example, in his later writings, Martin Heidegger is often (and quite rightly, I think) seen as moving away from specifically philosophical and metaphysical discourse, at least as traditionally understood in the context of the Western academic tradition. But in another (quite valid) sense what he is doing is very metaphysical. When Graham Priest applies the term ‘metaphysical’ specifically to Heidegger’s later work (as he does around the 13-minute mark in this interview) he is using the term in my latter sense (and with the religious connotations, I think). I want to make it clear that this is not the kind of metaphysics which I am implicitly criticizing here. Nor (as I see it) is it the kind of metaphysics which (in their different ways) Nietzsche, Wittgenstein and Carnap were attacking. (In fact, a good case can be made that that Nietzsche, (the later) Heidegger and (the later) Wittgenstein have a lot in common.)

The sort of metaphysics that Wittgenstein, Carnap et al. were concerned to counter was the traditional scholarly kind which (on their view) is based on pseudo-questions arising from a misreading or misuse of language. They both rejected the view that there is a deep “ontological” sense in which the implicitly projected objects can be said to exist. Various kinds of objects exist, but only in an ordinary sense. And a keen sense of what language is and how it works – such as Nietzsche (as a philologist) certainly had, and as Wittgenstein and many of his philosophical contemporaries also had – helps to make this clearer.

Nouns are useful abstractions. The objects that concrete nouns describe exist individually in a practical or pragmatic sense (this dog, that fork…); or not, in the case of unicorns, etc.. Useful abstractions like nation states or agreements can also be said to exist in a practical and pragmatic sense. They are social realities. But all too often, and especially in the context of philosophical discourse, useful – or not so useful – abstractions are taken to be real in a metaphysical sense, or something real or substantive is seen to lie behind an abstract noun which is merely a convenient tool facilitating concise expression.

One thing which is particularly interesting, as I see it, is the relationship between metaphysics (as a discipline) and religion. Western metaphysics – from Plato to medieval and through to modern times – grew out of what came to be called natural theology and was usually associated with a particular kind of (intellectualized) religion.

But other religious tendencies existed within the Judeo-Christian West which were hostile to metaphysics and which saw metaphysicalized religion as a betrayal of the more direct and intuitive form of religion to which they were committed. Blaise Pascal typified this approach. He rejected the “God of the philosophers” entirely, and embraced the God of Abraham, Isaac and Jacob. Tolstoy and Wittgenstein were decidedly within this fideist tradition.

A commitment to metaphysics is often associated with a commitment to religion. But a hostility to metaphysics can also be driven by religious commitments.

[This is a slightly edited version of an essay first published at The Electric Agora.]